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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

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SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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