Search Result

401 - 420 of 1213 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications