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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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REC 4.1 Application and purpose

SYSC 8.1 General outsourcing requirements

BIPRU 7.9 Use of a CAD 1 model

CASS 1A.3 Responsibility for CASS operational oversight

EG 7.6 Private warnings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 10A.11 Minimising overlap with the PRA approved persons regime

IFPRU 11.2 Individual recovery plans

SUP 12.7 Notification requirements

APER 3.1 Introduction

FEES 9.2 PSR fees

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

LR 9.2 Requirements with continuing application

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

PERG 2.7 Activities: a broad outline

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

PERG 8.3 Financial promotion

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases