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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements