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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application