Search Result

361 - 380 of 1353 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance