Search Result

361 - 380 of 1686 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COND 1.3 General

As Published: 2013

COND 1.3 General

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles