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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

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SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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FEES 2.1 Introduction

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

LR 14.2 Requirements for listing

EG 19.23 Electronic Money Regulations 2011

LR 19.2 Requirements for listing

SUP 8.3 Applying for a waiver

COCON 4.1 Specific guidance on individual conduct rules

COLL 4.3 Approvals and notifications

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 11.1 Related party transactions

LR 5.4A Transfer between listing categories: Equity shares

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy