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MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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SUP 4.5 Provisions applicable to all actuaries

PERG 8.4 Invitation or inducement

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

CASS 6.2 Holding of client assets

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 3.19 Investigations

MAR 5.6 Reporting requirements

COLL 6.2 Dealing

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 9.10 Significance of being an open-ended investment company

FEES 6.1 Application

IFPRU 2.2 Internal capital adequacy assessment process

IFPRU 4.12 Securitisation

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers