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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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EG 2.5 Cases where other authorities have an interest

SUP 8.4 Reliance on waivers

CREDS 8.3 Approved persons

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PR 5.5 Persons responsible for a prospectus

FEES App 1.2 Periodic Fees

DTR 8.2 Approval as a primary information provider

LR 7.2 The Listing and Premium Listing Principles

LR 9.8 Annual financial report

PERG 11.2 Guidance on property investment clubs

EG 2.3 Case selection: Threshold Conditions cases

REC 2.2 Method of satisfying the recognition requirements

REC 6.8 Powers to supervise

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy