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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

As Published: 2016

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans