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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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EG 10.1 Introduction

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SUP 15.6 Inaccurate, false or misleading information

SUP 11.7 Acquisition or increase of control: assessment process and criteria

COLL 11.4 Depositaries

CONC 12.1 Application and purpose

COLL 14.4 Income allocation and distribution

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 6.1 Application, interpretation and purpose

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SUP 10A.14 Changes to an FCA-approved person's details

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974