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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose