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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities