Search Result

281 - 300 of 1373 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COND 1.1A Application

As Published: 2013

COND 1.1A Application

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose