Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 10C.11 Statements of responsibilities

SUP 21.1 Form of waiver for energy market participants

SUP 12.1 Application and purpose

SUP 12.2 Introduction

MAR 5A.8 Reporting requirements

EG 19.24 Cross-Border Payments in Euro Regulations 2010

EG 4.2 Notifying the person under investigation where notice is not required under the Act

LR App 1.1 Relevant definitions

SUP 14.6 Cancelling qualification for authorisation

SUP 13.7 Changes to cross border services

PERG 16.4 Acting as a depositary of an AIF

MAR 8.3 Requirements for benchmark administrators

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

EG 2.10 Industry guidance

FEES 6.3 The FSCS's power to impose levies

REC 4.1 Application and purpose

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

PERG 8.12 Exemptions applying to all controlled activities