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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

ICOBS 2.5 Exclusion of liability, conditions, warranties, and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability, conditions, warranties, and reliance on others

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting