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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions