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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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Similar To

SUP 13.2 Introduction

SYSC 6.1 Compliance

PERG 5.3 Contracts of insurance

PERG 8.37 AIFMD Marketing

DTR 8.4 Continuing obligations

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation