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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

REC 1.1 Application

As Published: 2005

REC 1.1 Application

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application