Search Result

221 - 240 of 1686 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PR App 1.1

As Published: 2005

PR App 1.1

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control