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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

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Similar To

EG App 2.1 Purpose, status and application of the guidelines

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SYSC 18.3 Internal arrangements

SUP 9.4 Reliance on individual guidance

LR 9.6 Notifications

SUP 2.1 Application and purpose

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

CASS 1.2 General application: who? what?

PR 5.6 Miscellaneous

EG 12.1 The FCA’s general approach

MAR 10.4 Position reporting

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SUP 3.1 Application

FEES 10.1 Application, purpose and background

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy