Search Result

181 - 200 of 1160 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

COND 1.3 General

As Published: 2013

COND 1.3 General