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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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