Search Result

181 - 200 of 1266 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 19.1 Application

As Published: 2005

LR 19.1 Application

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PR App 1.1

As Published: 2005

PR App 1.1

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements