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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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REC 6.5 FCA decision on recognition

SUP 7.1 Application and purpose

LR 2.1 Preliminary

EG 7.5 Payment of financial penalties

SUP 8.9 Decision making

IFPRU 11.3 Group recovery plans

DISP App 3.5 Re-assessing rejected claims at step 1

LR 17.3 Requirements with continuing application

SYSC 9.1 General rules on record-keeping

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach