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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

PERG 4.4A Mortgage contracts entered into before 21 March 2016

As Published: 2015

PERG 4.4A Mortgage contracts entered into before 21 March 2016

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

MCOB 13.4A Data sharing with other charge holders

As Published: 2015

MCOB 13.4A Data sharing with other charge holders

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements