Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

…

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

…

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

…

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

…

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

…

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC App 6.1 Accredited bodies

SUP 16.14 Client money and asset return

PR 4.2 Third country issuers

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

SYSC 13.7 Processes and systems

LR 10.8 Miscellaneous

COBS 8.1 Client agreements: non-MiFID designated investment business

EG 6.1 Publicity during FCA investigations

LR 13.5 Financial information in Class 1 Circulars

COLL 8.3 Investor relations

MAR 6.1 Application

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation