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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

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SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

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