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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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