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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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