Related provisions for LR 13.3.2

SUP 5.6.4G01/04/2013

2A firm may provide information that would otherwise be subject to a contractual or other requirement to keep it in confidence if it is provided for the purposes of anything required to be done in respect of the skilled person's collection or updating of information under section 166A (Appointment of skilled person to collect and update information) of the Act.

FEES 7.2.9R01/04/2013

Table of rules in FEES 4that also apply to FEES 7 to the extent that in FEES 4 they apply to fees payable to the FCA 6

FEES 4 rules incorporated into FEES 7	Description
FEES 4.2.4 R	Method of payment
FEES 4.2.7B R	Calculation of periodic fee and tariff base for a firm's second financial year
FEES 4.2.8 R	How FEES 4.2.7 R applies in relation to an incoming EEA firm or an incoming Treaty firm
FEES 4.2.10 R	Extension of time
FEES 4.2.11 R (first entry only)	Due date and changes in permission for periodic fees
FEES 4.3.7 R	Groups of firms
FEES 4.3.13 R	Firms applying to cancel or vary permission before start of period
FEES 4.3.15 R	Firms acquiring businesses from other firms
FEES 4.4.1 R to FEES 4.4.6 R	Information on which fees are calculated

FEES 10.5.4R01/04/2015

Table of rules in FEES 4 that also apply in FEES 10.

FEES 4 incorporated into FEES 10	Description	Modifications
FEES 4.2.4 R	Method of payment	none
FEES 4.2.7B R	Calculation of periodic fees and tariff base for a firm's second financial year	none
FEES 4.2.7C G	Application of FEES	none
FEES 4.2.8 R	How FEES 4.2.7 R applies to an incoming EEA firm or an incoming Treaty firm	none
FEES 4.2.9 G	Fee payers ceasing to hold relevant status or reducing the scope of their permission after start of relevant period	Reference to column (1) of the table in FEES 4.2.11 R is a reference to FEES 10.1.2 G
FEES 4.3.7 R	Groups of firms	Reference to FEES 4.2.1 R is a reference to FEES 10.2.1 R.
FEES 4.3.13 R	Firms applying to cancel or vary permission before start of period	Reference toFEES 4.2.1 R is a reference to FEES 10.2.1 R.
FEES 4.3.15 R	Firms acquiring businesses from other firms	Reference to FEES 4.2.6 R and FEES 4.2.7 R is a reference to FEES 10.2.5 R Reference to FEES 4.2.1 R is a reference to FEES 10.2.1 R
FEES 4.4.1 R to FEES 4.4.6 R	Information on which fees are calculated	none

MCOB 2.5.2R31/10/2004

A firm will be taken to be in compliance with any rule in MCOB that requires a firm to obtain information to the extent that the firm can show that it was reasonable for it to rely on information provided to it by another person.

CONC 6.7.25AR02/11/2015

(1) 2Paragraph (2) applies if an individual other than the borrower (in this rule referred to as “the guarantor”) has: (a) provided a guarantee or an indemnity (or both) in relation to: (i) a regulated credit agreement; or(ii) a P2P agreement in respect of which the borrower is an individual; and(b) granted a continuous payment authority.(2) CONC 6.7.24R and CONC 6.7.25R apply in respect of the guarantor as if references to the customer were references to the guarantor.(3) For

Related provisions for LR 13.3.2

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