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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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MAR 8.3 Requirements for benchmark administrators

PERG 7.3 Does the activity require authorisation?

APER 3.2 Factors relating to all Statements of Principle

REC 3.2 Form and method of notification

SUP 10A.10 Customer-dealing functions

COND 1.1A Application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.2 General investment powers and limits for UCITS schemes

REC 3.26 Proposals to make regulatory provision

DTR 8.3 Criteria for approval as a primary information provider

FEES 6.5 Compensation costs

DTR 1C.2 Modifying rules and consulting the FCA

SUP 5.3 Policy on the use of skilled persons

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)