Search Result

121 - 140 of 1427 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS