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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

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IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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