Search Result

1021 - 1040 of 1302 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

…

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

…

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

…

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

…

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

…

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

…

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

…

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

…

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

…

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

…

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

…

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

…

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

As Published: 2015

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

…

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

…