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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

IFPRU 3.3 Basel 1 floor

As Published: 2014

IFPRU 3.3 Basel 1 floor

IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers