Search Result

721 - 740 of 1734 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

As Published: 2015

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities