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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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