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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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COBS 3.7 Providing clients with a higher level of protection

As Published: 2017

COBS 3.7 Providing clients with a higher level of protection

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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