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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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