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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control