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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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