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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing