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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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