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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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Effective Period

Similar To

SUP 15A.1 Application and notifications under EMIR

FEES 3.1 Introduction

SUP 13.4 Providing cross border services into another EEA State

SUP 6.2 Introduction

COND 1.3 General

EG 16.2 Disapplication orders

SUP 13.3 Establishing a branch in another EEA State

EG 11.3 The FCA’s choice of powers

DEPP 1.1 Application and Purpose

REC 4.4 Complaints

PRIN 1.1 Application and purpose

PERG 8.4 Invitation or inducement

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach