Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

…

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

…

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 1A.2 Introduction

DTR 5.6 Disclosures by issuers

PERG 8.8 Having an effect in the United Kingdom

PERG 13.5A Child trust funds and MiFID

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

EG 4.2 Notifying the person under investigation where notice is not required under the Act

COBS 2.4 Agent as client and reliance on others

SUP 18.1 Application

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

COLL 9.1 Application and general information

CONC 3.1 Application

MAR 9.2 Authorisation and verification

REC 2.10 Financial crime and market abuse

TC 3.1 Record-keeping requirements

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation