Search Result

821 - 840 of 866 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?