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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR App 2.1

As Published: 2005

LR App 2.1

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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PERG 2.7 Activities: a broad outline

SUP 7.1 Application and purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 4.9 Disciplinary measures

PR 2.4 Incorporation by reference

FEES 10.1 Application, purpose and background

COLL 4.8 Notifications for UCITS master-feeder arrangements

BIPRU 8.5 Basis of consolidation

SUP 5.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation