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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose